Compliance & Regulatory Services

Advisory & Consulting Services
- State Filing Services
  - Assistance with all State Filing Projects
  - SERFF Authorized - Third Party Filer
  - Bureau Maintenance
  - Regulatory Requirements and more
- Competitive Intelligence
  - P&C Publications
  - Research Projects
  - Rate Filing Announcements
  - Rate Trackers
- Compliance & Regulatory Services
  - Program and Product Development
  - Interrogatory Support
  - Post Filing Compliance
- Program Business and Product Development
  - Competitive Analysis
  - Program Initiatives
  - Rate and Rule Pages / Forms & Endorsements
  - Digital Startup Assistance
  - Speed to Market
- Actuarial Consulting Services
  - Property & Casualty
  - Life, Accident, & Health
  - Employee Benefits Consulting
- Insurance Company Licensing
  - Primary Applications
  - Expansion Applications
  - Corporate Amendments
  - Legal Counsel
  - RPG Registration

Home > Advisory & Consulting Services > Regulatory Compliance and State Filing Services Compliance & Regulatory Services

Insurance Regulatory Compliance for the Insurance Industry

Your business operates in a very compliant and regulated industry. You need a team of insurance regulatory compliance consultants with wide-ranging industry experience.

Martin & Company’s compliance and regulatory consultants have many years of Property & Casualty and Life & Health experience. Some of our regulatory consultants even have state regulator experience. We help develop and design policies and procedures that will assist insurance companies with their compliance and regulatory efforts.

We will review your existing processes and identify where there may be potential compliance gaps. Our team collaborates with you to develop and/or refine your procedures.

Ask the Experts Q: Can Martin & Company assist us with our circular review process and ongoing maintenance of advisory organization materials in an effort to keep our products current?

A: Yes, we have a very experienced group involved with regulatory compliance decisions every day. We also have a proprietary web-based product designed to manage bureau circulars and assist companies with handling their internal workflow efforts.

Sonja A. Rodebaugh Vice President and Director of Compliance & State Filings Email Sonja

Program and Product Development

Launching a new program, acquiring a book of business or rolling over an existing book?

M&C can assist you at many levels with your program and product compliance needs. You can send us your forms and rating rules for our team to review. We will provide recommendations and/or suggested changes to assist with ensuring a compliant product.

If you are launching a new program or product, we can handle the initial start-up of the Program & Product Development through to implementation. This works in conjunction with our various other services.

Interrogatory Support

State filing objections can be challenging to interpret and address.

When interrogatories are received from a state in response to a filing, it is important to address them properly and handle them in a timely manner. M&C has years of regulatory experience and works closely with state regulators to address their concerns.

We have over 200 years of experience on our team, as well as internal resources to address and support just about any objection in all 50 states and DC.

Post Filing Compliance

Congratulations, your state rate and form filings are in place and you’ve started writing business! Now what?

Compliance never rests or takes a day off in the insurance industry. Companies are faced with the ever changing regulatory requirements that affect your book of business.

Martin & Company has a post-compliance unit in place to review policy forms and rating rules to verify that the filed materials remain in compliance.

This is a customized service that requires our most experienced team; contact us today to discuss your Post Filing Compliance needs.