Compliance & Regulatory Services

Insurance Regulatory Compliance for the Insurance Industry


Your business operates in a very compliant and regulated industry. You need a team of insurance regulatory compliance consultants with wide-ranging industry experience.

Martin & Company’s compliance and regulatory consultants have many years of Property & Casualty and Life & Health experience. Some of our regulatory consultants even have state regulator experience. We help develop and design policies and procedures that will assist insurance companies with their compliance and regulatory efforts.

We will review your existing processes and identify where there may be potential compliance gaps. Our team collaborates with you to develop and/or refine your procedures.
Ask the Experts Q: Can Martin & Company assist us with our circular review process and ongoing maintenance of advisory organization materials in an effort to keep our products current?

A: Yes, we have a very knowledgeable regulatory compliance team and a proprietary web-based product designed to manage bureau circulars and assist companies with handling their internal workflow efforts.
Sonja A. Rodebaugh Vice President and Director of Compliance View Bio
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Program and Product Development

Launching a new program, acquiring a book of business or rolling over an existing book?

M&C can assist you at many levels with your program and product compliance needs. You can send us your forms and rating rules for our team to review. We will provide recommendations and/or suggested changes to assist with ensuring a compliant product.

If you are launching a new program or product, we can handle the initial start-up of the Program & Product Development through to implementation. This works in conjunction with our various other services.

Interrogatory Support

State filing objections can be challenging to interpret and address.

When interrogatories are received from a state in response to a filing, it is important to address them properly and handle them in a timely manner.  M&C has years of regulatory experience and works closely with state regulators to address their concerns.

We have over 200 years of experience on our team, as well as internal resources to address and support just about any objection in all 50 states and DC.

Post Filing Compliance

Congratulations, your state rate and form filings are in place and you’ve started writing business! Now what?

Compliance never rests or takes a day off in the insurance industry. Companies are faced with the ever changing regulatory requirements that affect your book of business.

Martin & Company has a post-compliance unit in place to review policy forms and rating rules to verify that the filed materials remain in compliance.

This is a customized service that requires our most experienced team; contact us today to discuss your Post Filing Compliance needs.
Customer Testimonials
“You present your rate and form filings very well and are one of the better third party vendors out there.”— State Regulator